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MSRB Issues Draft Amendments Extending the “Pay to Play” Prohibitions of Rule G-37 to Municipal Advisors

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August 22, 2014
Client Alert

On August 18, 2014, the Municipal Securities Rulemaking Board released for public comment draft amendments (the Proposed Amendments) to existing Rule G-37, which restricts “pay to play” practices by regulating certain activities by brokers, dealers and municipal securities dealers (Dealers). The Proposed Amendments would extend the provisions of Rule G-37 to all municipal advisors, whether or not they are also Dealers.

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