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SEC Issues Guidance on Fund Disclosure of Risks Related to Current Market Conditions

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March 11, 2016

Client Alert
The staff of the Securities and Exchange Commission’s Division of Investment Management recently released guidance regarding registered investment company risk disclosure. The staff indicates that the guidance is intended to address changes that occur in funds’ susceptibility to risk that may result from changes in market conditions and the need for funds to review and assess risk disclosures in light of changing market conditions. 

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