‹ Back to Listing

Practice Areas

MSRB Proposes Trade Confirmation Disclosure of Bond Mark-Ups

Download
Share
September 28, 2015
Client Alert

The Municipal Securities Rulemaking Board recently proposed amendments to MSRB Rule G-15 that would require brokers, dealers and municipal securities dealers to disclose the mark-up or mark-down on retail customer confirmations for specified principal transactions. The proposed amendments replace an earlier proposal to require dealers to provide pricing reference information on retail customer confirmations. 

View Relevant Document(s):