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SEC Provides Guidance on Cybersecurity to Investment Advisers and Funds

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April 30, 2015
Client Alert

The staff of the Securities and Exchange Commission’s Division of Investment Management recently published guidance for registered investment advisers and registered investment companies related to cybersecurity preparedness in their business practices. The guidance provides the investment management industry with the staff’s views on what measures advisers and funds may consider in addressing cybersecurity risk. This Client Alert summarizes the staff’s recommendations.

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