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SEC Requests Comment on ETFs and Similar Exchange-Traded Products

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June 15, 2015
Client Alert

On June 12, 2015, the Securities and Exchange Commission issued a release seeking public comment to help inform its review of the listing and trading of new, novel, or complex exchange-traded products. These products include:

While ETPs are subject to certain requirements under the Securities Act of 1933 and the 1940 Act, the focus of the release is on the oversight of ETPs under the Securities Exchange Act of 1934 and the rules thereunder.

View Relevant Document(s):