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		<category>Podcast</category>
		<title>SEC Relief, E-Delivery, and 24-Hour Trading — Focused on Finance Podcast: Investment Management Series</title>
		<link>https://www.chapman.com/publication-10197.html</link>
		<description><![CDATA[ Listen to Chapman's Investment Management Series, dedicated to the legal, regulatory, and business developments shaping the investment management industry. ]]></description>
		<pubDate>Thu, 03 Sep 2026 09:00:00 -0400</pubDate>
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		<category>Client Alert</category>
		<title>CFTC Adopts Final Rule Easing Uncleared Swaps Margin Requirements for Seeded Funds and Expanding Eligible Collateral</title>
		<link>https://www.chapman.com/publication-10188.html</link>
		<description><![CDATA[ On July 15, 2026, the CFTC amended its margin rules for uncleared swaps applicable to swap dealers and major swap participants not subject to the margin rules of a prudential regulator. The amendment, which has particular significance for sponsors, asset managers, and seeded funds, takes effect August 17, 2026, and makes three principal changes. ]]></description>
		<pubDate>Mon, 03 Aug 2026 09:00:00 -0400</pubDate>
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		<category>Client Alert</category>
		<title>SEC Staff Provides Industry Concentration Relief for ETFs</title>
		<link>https://www.chapman.com/publication-10187.html</link>
		<description><![CDATA[ On July 27, 2026, the staff of the Division of Investment Management of the Securities and Exchange Commission issued a no-action letter to the Investment Company Institute regarding the treatment of an exchange-traded fund&rsquo;s creation basket when the ETF passively exceeds its industry concentration limit. ]]></description>
		<pubDate>Fri, 31 Jul 2026 09:00:00 -0400</pubDate>
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		<category>Client Alert</category>
		<title>SEC Proposes Regulation E-Delivery: A Fundamental Shift Toward Default Electronic Delivery for Federal Securities Law Disclosures</title>
		<link>https://www.chapman.com/publication-10186.html</link>
		<description><![CDATA[ On July 16, 2026, the Securities and Exchange Commission proposed Regulation E‑Delivery a sweeping new rule that would allow issuers, broker‑dealers, investment advisers, transfer agents, and other market participants to deliver required disclosures and reports electronically as the default method without first obtaining investors' affirmative consent. ]]></description>
		<pubDate>Thu, 23 Jul 2026 09:00:00 -0400</pubDate>
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		<category>Podcast</category>
		<title>SEC Request for Comment on Novel ETFs — Focused on Finance Podcast: Investment Management Series</title>
		<link>https://www.chapman.com/publication-10185.html</link>
		<description><![CDATA[ Listen to Chapman's Investment Management Series, dedicated to the legal, regulatory, and business developments shaping the investment management industry. ]]></description>
		<pubDate>Tue, 14 Jul 2026 09:00:00 -0400</pubDate>
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		<category>Client Alert</category>
		<title>SEC Requests Public Comment on Novel ETFs</title>
		<link>https://www.chapman.com/publication-10182.html</link>
		<description><![CDATA[ On June 30, 2026, the Securities and Exchange Commission issued a Request for Comment seeking public input on exchange‑traded funds that invest in innovative asset classes or engage in novel investment strategies (including crypto assets, commodity‑focused instruments, single stock strategies, heightened leverage, blockchain‑enabled opportunities, private assets, event contracts, or a combination of any of the above). ]]></description>
		<pubDate>Wed, 01 Jul 2026 09:00:00 -0400</pubDate>
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		<category>Podcast</category>
		<title>Retailization of Private Assets — Focused on Finance Podcast: Investment Management Series</title>
		<link>https://www.chapman.com/publication-10173.html</link>
		<description><![CDATA[ Listen to Chapman's Investment Management Series, dedicated to the legal, regulatory, and business developments shaping the investment management industry. ]]></description>
		<pubDate>Thu, 04 Jun 2026 09:00:00 -0400</pubDate>
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		<category>Podcast</category>
		<title>Understanding the SEC&#039;s Amended Names Rule — Focused on Finance Podcast: Investment Management Series</title>
		<link>https://www.chapman.com/publication-10174.html</link>
		<description><![CDATA[ Listen to Chapman's Investment Management Series, dedicated to the legal, regulatory, and business developments shaping the investment management industry. ]]></description>
		<pubDate>Thu, 04 Jun 2026 09:00:00 -0400</pubDate>
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		<category>Podcast</category>
		<title>ETF Share Class Relief — Focused on Finance Podcast: Investment Management Series</title>
		<link>https://www.chapman.com/publication-10172.html</link>
		<description><![CDATA[ Listen to Chapman's Investment Management Series, dedicated to the legal, regulatory, and business developments shaping the investment management industry. ]]></description>
		<pubDate>Wed, 27 May 2026 09:00:00 -0400</pubDate>
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		<category>Client Alert</category>
		<title>SEC and CFTC Proposed Amendments to Form PF: Implications for Private Fund Advisers</title>
		<link>https://www.chapman.com/publication-10165.html</link>
		<description><![CDATA[ The Securities Exchange Commission and the Commodity Futures Trading Commission have jointly proposed amendments to Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds, including those also registered with the CFTC as a commodity pool operator or a commodity trading advisor. According to the Proposing Release, the Proposal would eliminate certain filing and reporting obligations, streamline certain requirements, and make corrections and other revisions, and is designed to eliminate certain burdens while ensuring Form PF continues to collect information necessary and appropriate in the public interest and for the protection of investors, or for the assessment of systemic risk in the US financial system by the Financial Stability Oversight Council. ]]></description>
		<pubDate>Tue, 12 May 2026 09:00:00 -0400</pubDate>
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