Lenders and investors are taking different approaches to building ESG portfolios based on the entity’s own preferences and values. However, one widely used tool involves screening of select assets or transactions that align with those values.

We are pleased to share highlights of the firm’s environmental, community, and justice initiatives over the past year. Chapman’s Social Impact and Sustainability Communication on Progress report was prepared with guidance from our Social Impact and Sustainability Task Force and is part of Chapman’s commitment to the United Nations Global Compact.

In 2017, the Financial Conduct Authority, the U.K. authority that oversees the London interbank offered rate, announced that LIBOR may be phased out after the end of 2021. The announcement applied to all currency and term variants of LIBOR, including U.S. dollar denominated LIBOR.

Insights

Search by Keyword

Type

Practices

Attorney

Start

Sort by date:

End

Topic: FinCEN

7 matches.

To the Point!
Bank Regulatory Newsletter
Legal, Operations, and Strategy Briefs for Financial Institutions
May 25, 2016
In this edition:
- NACHA Operating Rules — New Unauthorized Entry Fee
- Customer Due Diligence — Beneficial Ownership Rule
- Limited English Language Proficiency Customers
Share
Client Alert
FinCEN Publishes Its Final Rule on Customer Due Diligence Requirements for Legal Entity Customers
May 23, 2016
Client Alert
The Financial Crimes Enforcement Network recently published its final rule under the Bank Secrecy Act of 1970, as amended on customer due diligence requirements for banks, broker-dealers, mutual funds and futures commission merchants and introducing brokers in commodities.

Share
To the Point!
Bank Regulatory Newsletter
Legal, Operations, and Strategy Briefs for Financial Institutions
February 19, 2016
In this edition:
- Standards for Safeguarding Customer Financial Information
- HIPAA Data Breach Notification Deadline — February 29, 2016
- CFPB Issues Additional Guidance on Furnisher Obligations under Regulation V
- Court Denies Motion to Dismiss Complaint Against Compliance Officer for Bank Secrecy Act Violations
Share
Client Alert
FinCEN Proposes Anti-Money Laundering Requirements for Investment Advisers
Client Alert
September 2, 2015
The Financial Crimes Enforcement Network recently proposed rulemaking to prescribe minimum standards for anti-money laundering programs.

Share
To the Point!
Bank Regulatory Newsletter
Legal, Operations, and Strategy Briefs for Financial Institutions
May 8, 2015
In this edition:
- U.S. Supreme Court Will Not Hear CashCall Case – Uncertainty for Marketplace Lenders?
- FinCEN Current Priorities
- Guidance on Youth Savings Programs
- Overdraft Update – CFPB Enforcement Action
Share
Client Alert
SEC Extends AML Relief: Broker-Dealers May Rely on Investment Advisers to Perform CIP Obligations; FinCEN Indicates Potential Investment Adviser AML Program Rule
January 22, 2015
The Securities and Exchange Commission recently issued a no-action letter which grants relief to broker-dealers, allowing them to rely on investment advisers to perform some or all of their Customer Identification Program obligations under federal anti-money laundering legislation.

Share
To the Point!
To the Point!
October 9, 2014
In this issue:
- FinCEN Proposed Rule on Customer Due Diligence Requirements
- CFPB Issues First Enforcement Action for Mortgage Servicing Rules
- Cordray Speaks about Checking Account Issues
Share