Regulation AB II Published in Federal Register; Effective Date and Compliance Dates Set

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September 24, 2014

This morning, September 24, 2014, Regulation AB II was published in the Federal Register. For a copy of the 164-page adopting release, click here.

With its publication, the effective date and compliance dates for the new rules are as follows:

Effective Date: The effective date for the new rules is November 24, 2014.

Compliance Dates: The SEC has adopted a one-year transition period for all new rules, except those relating to asset-level disclosure, and a two-year transition period for the new rules relating to asset-level disclosure. In each case, the transition period begins to run from the effective date for the new rules. As a result:

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