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MCDC Initiative Self-Reporting Deadline Approaches for Issuers and Obligated Persons

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October 22, 2014
Client Alert

Issuers and obligated persons are reminded of the approaching deadline for self-reporting materially inaccurate representations in offering documents regarding compliance with continuing disclosure undertakings.

Under the Municipalities Continuing Disclosure Cooperation Initiative of the SEC, issuers and obligated persons determining to self-report such violations must do so by completing and submitting the MCDC Initiative questionnaire by 5:00 p.m. EST on December 1, 2014.

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