MSRB Proposes Trade Confirmation Disclosure of Bond Mark-Ups

September 28, 2015
Client Alert

The Municipal Securities Rulemaking Board recently proposed amendments to MSRB Rule G-15 that would require brokers, dealers and municipal securities dealers to disclose the mark-up or mark-down on retail customer confirmations for specified principal transactions. The proposed amendments replace an earlier proposal to require dealers to provide pricing reference information on retail customer confirmations. 

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