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SEC Imposes Sanctions Against Municipal Issuer, Staff Member and Developer For Misleading Investors; Underwriter and Investment Banker For Due Diligence Failures

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November 11, 2013
Client Alert

On November 5, 2013, the Securities and Exchange Commission charged the Greater Wenatchee Regional Events Center Public Facilities District, a municipal issuer in the State of Washington, a staff member of the District, a private developer and the president of the Developer with misleading investors in connection with a 2008 offering of Bond Anticipation Notes.

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