SEC Imposes Sanctions Against Municipal Issuer, Staff Member and Developer For Misleading Investors; Underwriter and Investment Banker For Due Diligence Failures

November 11, 2013
Client Alert

On November 5, 2013, the Securities and Exchange Commission charged the Greater Wenatchee Regional Events Center Public Facilities District, a municipal issuer in the State of Washington, a staff member of the District, a private developer and the president of the Developer with misleading investors in connection with a 2008 offering of Bond Anticipation Notes.

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