Chapman combines market insight with our extensive legal and regulatory experience to assist investment advisers in connection with their businesses

We represent investment advisers involved in a wide range of activities. Some of the services we provide to our investment adviser clients include:

Due to our extensive experience, we are able to navigate through the legal and regulatory issues facing an investment adviser in setting up its business, dealing with ongoing operational and compliance concerns, marketing and a range of investment and product structuring activities. 

We also work with a variety of clients to analyze their organizations’ practices and structures to determine whether they fall within the definition of “investment adviser” under the Investment Advisers Act of 1940 and whether they are eligible from an exemption from registration.

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