We advise financial holding companies and bank holding companies in the process and procedural requirements for engaging in permissible "non-banking" financial activities. We advise and assist our clients in regulatory requirements and notification in connection with these activities.

We counsel clients on the regulatory aspects of financial activities permissible under the Gramm-Leach-Bliley Act - most notably, merchant banking investment opportunities. Additionally, counsel has provided advice on affiliate transactions and anti-tying issues under the Bank Holding Company Act.

Representative Transactions

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