Client Alert

The Commodity Futures Trading Commission recently adopted final rules regarding compliance obligations for commodity pool operators of investment companies registered under the Investment Company Act of 1940. The harmonization rules generally provide that the CFTC will accept compliance with the disclosure, reporting and recordkeeping regime administered by the Securities and Exchange Commission as substituted compliance for substantially all of Part 4 of the CFTC’s regulations.

We have always been focused on finance.

  • 1913
    TS Chapman partners with Henry Cutler to form Chapman and Cutler
  • 1st
    Chapman's first client in 1913 is still a client of the firm today
  • 22
    Diverse financial practices serving regional, national, and global clients
  • 6
    Offices across the country and in key US financial centers

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