Client Alert

On August 18, 2014, the Municipal Securities Rulemaking Board released for public comment draft amendments (the Proposed Amendments) to existing Rule G-37, which restricts “pay to play” practices by regulating certain activities by brokers, dealers and municipal securities dealers (Dealers). The Proposed Amendments would extend the provisions of Rule G-37 to all municipal advisors, whether or not they are also Dealers.

Related Practices

We have always been focused on finance.

  • 1913
    TS Chapman partners with Henry Cutler to form Chapman and Cutler
  • 1st
    Chapman's first client in 1913 is still a client of the firm today
  • 22
    Diverse financial practices serving regional, national, and global clients
  • 6
    Offices across the country and in key US financial centers

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