Client Alert

The staff of the Commodity Futures Trading Commission recently issued relief for certain exempt commodity pool operators that permits general solicitation and general advertising in connection with offerings of commodity pools. The relief better aligns CPO exemptions in CFTC Regulations 4.7(b) and 4.13(a)(3) with changes made to Securities and Exchange Commission Rules 506 and 144A under the Jumpstart Our Business Startups Act. This Client Alert summarizes the relief and the conditions that CPOs must meet to rely on the relief.

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We have always been focused on finance.

  • 1913
    TS Chapman partners with Henry Cutler to form Chapman and Cutler
  • 1st
    Chapman's first client in 1913 is still a client of the firm today
  • 22
    Diverse financial practices serving regional, national, and global clients
  • 6
    Offices across the country and in key US financial centers

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