Client Alert

The Municipal Securities Rulemaking Board recently announced the approval of an amended continuing education rule that will require annual training and expand the coverage of its Firm Element. Amended MSRB Rule G-3 will require brokers, dealers, and municipal securities dealers to determine which persons registered with the dealer regularly engage in and/or supervise municipal securities activities. Dealers will need to conduct annual training on municipal securities issues for these identified, registered persons. The amended rule takes effect January 1, 2015, and affected dealers must complete the initial annual training requirement before December 31, 2015.

Related Practices

We have always been focused on finance.

  • 1913
    TS Chapman partners with Henry Cutler to form Chapman and Cutler
  • 1st
    Chapman's first client in 1913 is still a client of the firm today
  • 22
    Diverse financial practices serving regional, national, and global clients
  • 6
    Offices across the country and in key US financial centers

We use cookies to deliver our online services. Details of the cookies we use and instructions on how to disable them are set out in our Privacy Policy. By using this website you agree to our use of cookies.