Kathryn Maass is an associate in Chapman's Corporate and Securities Department and a member of the firm's Investment Management Group. Her practice is focused on the formation and operation of unit investment trusts, open-end funds, exchange-traded funds (ETFs), and closed-end funds. Kathryn also advises broker-dealers and investment advisers on a variety of compliance and risk management matters.
Kathryn participated in Chapman's summer associate program in 2018 and joined the firm in 2019. During law school, Kathryn served as a judicial intern to Justice David Viviano of the Michigan Supreme Court.
Boston College Law School, J.D., cum laude, 2019
- Staff Writer, Boston College Law Review
Michigan State University, B.A., Social Relations and Policy, with honor, 2016
- Presenter, “SEC Proposes Amendments to Exemptive Application Procedures,” Chicago Bar Association, Investment Management Subcommittee Meeting, October 29, 2019
- Presenter, “SEC Adopts Rule 163B Expanding ‘Test-the-Waters’ Communications,” Chicago Bar Association, Investment Management Subcommittee Meeting, October 29, 2019