Overview

Kathryn Maass is an associate in Chapman's Corporate and Securities Department and a member of the firm's Investment Management Group. Her practice is focused on the formation and operation of unit investment trusts, open-end funds, exchange-traded funds (ETFs), and closed-end funds. Kathryn also advises broker-dealers and investment advisers on a variety of compliance and risk management matters.

Kathryn participated in Chapman's summer associate program in 2018 and joined the firm in 2019. During law school, Kathryn served as a judicial intern to Justice David Viviano of the Michigan Supreme Court.

Admitted

Illinois

Education

Boston College Law School, J.D., cum laude, 2019

  • Staff Writer, Boston College Law Review

Michigan State University, B.A., Social Relations and Policy, with honor, 2016

Insights

Presentations

  • Presenter, “SEC Proposes Amendments to Exemptive Application Procedures,” Chicago Bar Association, Investment Management Subcommittee Meeting, October 29, 2019
  • Presenter, “SEC Adopts Rule 163B Expanding ‘Test-the-Waters’ Communications,” Chicago Bar Association, Investment Management Subcommittee Meeting, October 29, 2019

We have always been focused on finance.

  • 1913
    TS Chapman partners with Henry Cutler to form Chapman and Cutler
  • 1st
    Chapman's first client in 1913 is still a client of the firm today
  • 22
    Diverse financial practices serving regional, national, and global clients
  • 6
    Offices across the country and in key US financial centers

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