Listen to Our Recent Episode
SEC Request for Comment on Novel ETFs
On this episode, Investment Management Group members Kathryn Maass and James Borrasso discuss the SEC’s recent request for comment on novel ETFs. From private assets and crypto exposure to leveraged, single-stock, and other innovative strategies, the ETF landscape is evolving rapidly. The SEC is has asked for industry input on whether the existing regulatory frameworks are equipped to handle these emerging and innovative products. Potential changes could reshape how novel ETFs are reviewed, listed, and brought to market, with significant implications for fund sponsors, investor access and innovation in the marketplace. The industry is watching closely for what could be the next major chapter in ETF regulation.
