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SEC Releases Additional Interpretive Guidance on Municipal Advisor Rules

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May 21, 2014
Client Alert

On May 19, 2014, the Staff of the Office of Municipal Securities of the Securities and Exchange Commission issued additional guidance on the SEC’s registration rules for municipal advisors. The additional guidance was issued in the form of 14 new Frequently Asked Questions that were added to the initial guidance that the Office of Municipal Securities issued on January 10, 2014.

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