Commodity-Related Developments Impacting Registered Investment Companies

February 7, 2013
Client Alert

In 2012 the Commodity Futures Trading Commission significantly narrowed the CFTC Rule 4.5 exclusion from the definition of commodity pool operator available to operators of investment companies registered under the Investment Company Act of 1940.

There have recently been several developments related to the Rule 4.5 changes impacting CPOs operating RICs:

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